Financial Services
When regulators ask, the evidence is ready.
Protect the integrity of financial records, transactions, and critical decisions with verifiable custody, traceable history, and evidence designed for regulatory scrutiny.
The configuration
The STRINGS modules this suite runs on.
Every solution is the same engine, configured differently. Nothing bespoke, nothing bolted on.
Seal
Cryptographic point-of-capture
Fixes a record the moment it exists, content, time, and origin bound into a single verifiable seal that cannot be re-cut.
Archive
Retention that outlives systems
Immutable long-horizon storage with versioning and indexed retrieval, governed independently of the applications that created the data.
Trace
Every touch, permanently recorded
Deterministic lineage across reads, writes, transfers, and deletions, a chain of custody assembled continuously, not reconstructed later.
Attest
Evidence on demand
Generate independently verifiable proof packs for auditors, regulators, and counterparties, without exposing the underlying data.
Journal
The permanent record
An append-only ledger of decisions and system events, forming a high-integrity corpus for supervisory review and AI oversight.
Use cases
14 Financial Services use cases, drilled down.
Records, decisions, AI and model outputs and recovery points sealed as one evidence layer for supervisory exams, model-risk reviews, best-execution reviews and conduct inquiries.
Case 01
Regulatory examination response
Today an exam response means pulling extracts from every platform, reconciling them by hand and asserting that nothing changed. With STRINGS, evidence is sealed at the point of trade, advice or decision, tagged with entity, jurisdiction and record type at ingestion, and assembled into a verifiable package the examiner can check independently. The same chain covers AI and model decisions, with model version, data, prompt and reviewer, for model-risk and AI-governance exams.
See the evidenceCase 02
Best-execution reconstruction (MiFID II / FINRA)
Every order event is fingerprinted and time-stamped as it happens, so the firm can reproduce the decision basis for any order rather than re-running analytics on data that has since been restated.
See the evidenceCase 03
Reg BI, suitability and conduct inquiries
STRINGS preserves the advice record exactly as presented, including fee and disclosure documents, so a dispute years later is answered from sealed evidence rather than a regenerated report.
See the evidenceCase 04
Off-channel and supervised communications (SEC 17a-4)
Capturing a message is not the same as proving it. STRINGS complements capture, supervision and archiving platforms (communications-governance platforms) by sealing the record, not storing it, so the proof survives the archive being replaced.
See the evidenceCase 05
Trade surveillance, MAR and STOR decisions
Surveillance tools flag events but do not preserve the proof behind each disposition. STRINGS seals the alert lifecycle so the basis for filing, or not filing, is independently defensible.
See the evidenceCase 06
Information walls and MNPI control
Policies assert that walls exist; STRINGS evidences that they operated, with every access to restricted material logged to a named identity and sealed outside the deal systems.
See the evidenceOther sectors
Same engine, different questions.
Stop attesting. Start proving.
Talk to our team about pilot scope, which STRINGS modules fit your obligations, and how proof gets generated on day one.